FEND

EU Trade Deals Must Uphold The Due Diligence Rules Europe Passed Only four EU trade agreements since 2022 allow any sanction for breaking labour and climate commitments.

law.vanderbilt.edu

SEC Proposes to Modernize Rules for Registered Transfer Agents Secure .gov websites use HTTPS A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

(submitted by FEND Securities Expert Witness)

Finra Pulls Downloadable Enforcement, Arbitration Data Shortly After Posting The regulator said it removed download links due to functionality issues and plans to restore them as part of a broader transparency effort.

Doing Due Diligence Not The Same As Rejecting Facts Those who fear backlash against data centers misinterpret evidence-based skepticism for bad faith and replace transparency and action with respectability politics. The Sunday News-Register’s Aug. 29 editorial (“Data Center Debate Demands Good Faith”) gets one thing right: Wheeling residents de...

Pallone Seeks Answers from Arbitration Firms on No Surprises Act Compliance | Energy and Commerce Committee Ranking Member Frank Pallone, Jr. (D-NJ) today sent oversight letters to six companies certified as independent dispute resolution entities (IDREs) under the No Surprises Act, requesting detailed information on how each company is conducting arbitration and complying wi...

SEC: 38 Entities Feigned Legitimacy as U.S. Advisers Through False Filings to Lure Retail Investors Secure .gov websites use HTTPS A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

(submitted by FEND Securities Expert Witness)

Senators Press FINRA on ACATS Fraud: What Broker-Dealers Should Do Now | JD Supra On August 20, 2026, US Senators Ron Wyden and Elizabeth Warren sent a letter to FINRA President and CEO Robert W. Cook urging immediate regulatory...

The Hidden Risks of AI-Generated Due Diligence | JD Supra If you’ve closed a deal in the past year, there’s a good chance your outside counsel, your counterparty’s advisors or maybe your own team used an AI...

Hybrid arbitration clauses - the good, the bad and the pathological : Clyde & Co Party autonomy has long been the overriding gestalt of arbitration. Providing they are lawful, parties to an arbitration agreement are free to agree on matters both wise and unwise.