What makes us different? We are paid directly by our clients on a fee basis. We are not incentivized, nor do we benefit from any transaction-based compensation.
Bryan Daly, CFP®, RICP® is recognized as an independent, fee-based fiduciary, CERTIFIED FINANCIAL PLANNER™ professional
Investment Adviser Representative of and advisory services offered through Royal Fund Management, LLC, an SEC Registered Adviser We are often asked, “What makes you different?”
We’d like to think there are many things that set us apart from our competitors, but there is an off
icial distinction we hold over the majority of other financial advisors. We are Fiduciary Registered Investment Advisors (RIA)
We are completely independent and objective when making investment or planning recommendations to our clients. Our portfolio management decisions are driven by: our clients’ goals, our disciplined investment philosophy, and risk management. Our goal as an Investment Advisor is to develop personal relationships with our clients, and help them find solutions that are aligned with their needs and objectives. We do not owe allegiance to any particular brokerage firm, financial product, fund family, or investment. We have the freedom to make unbiased, prudent investment decisions for our clients.
> RIAs have a fiduciary duty to act in the best interest of their clients above ALL others.
> RIAs use institutional custodians to hold and safeguard their clients’ investments.
> RIAs provide advice and services for a fee based on a percentage of the client’s assets.
> RIA firms are registered with the Securities and Exchange Commission and are subject to the Investment Advisers Act of 1940, making RIAs some of the most highly regulated entities in the financial industry.
> Many independent RIAs work with complex portfolios and address unique needs that require a highly customized level of investment expertise.
> Generally, RIAs have relationships with a variety of firms who assist with tax planning, estate planning, insurance needs and more. These affiliations allow us to help our clients with complex financial needs.
