Radical Compliance

From a few weeks ago-- a primer for officers on what to anticipate for compliance audits, etc., under Trump Admin. Newly relevant now that he's revoking legal status for Venezuelans under temporary protection

Podcast: Preparing for Immigration Compliance - Radical Compliance Immigration compliance will clearly be a priority for the incoming Trump Administration. Radical Compliance has a podcast on how to prepare.

Compliance Jobs Report for week ending Feb. 2, 2024. Please send us your tips on new jobs, promotions, job leads, layoffs, and other industry gossip for next week's report!

Compliance Jobs Report: Feb. 2 - Radical Compliance Compliance Jobs Report for week ending Feb. 2, 2024! News this week from General Motors, the IMF, McKesson, TD Bank, and many more.

Another look at the SAP FCPA enforcement action, this time taking a deep look at the remediation measures the compliance program undertook and how those measures addressed the root cause issues

SAP, Part II: Remediation Work - Radical Compliance Let's return to that FCPA enforcement action against SAP, and take a close look at the compliance remediation steps the company undertook.

Our first enforcement action of 2024! SAP, paying $220 million, with lessons on remediation, the importance of internal audits, and more.

SAP Pays $220M on FCPA Violations - Radical Compliance Software giant SAP is paying $220 million to settle charges of FCPA violations in numerous countries. We have a preliminary analysis.

Another example of managers who just don't get what the compliance function is supposed to do, from an anonymous officer who told me their tale

'Owning the Risk' and Compliance - Radical Compliance Who owns compliance risk? We have another sorry example courtesy of a compliance officer and a reluctant VP of sales.

The annual Radical Compliance list of compliance-related events to watch for in 2024! We picked seven, from anti-corruption issues to AI to SEC disgorgement powers in jeopardy. What did we forget?

Compliance Events to Watch in 2024 - Radical Compliance 2024 has arrived, and it promises to be a busy one for corporate compliance and audit professionals. Here are some big issues to watch.

Federal Trade Commission hits RITE AID for its use of AI-driven facial recognition technology. Three important lessons here about how to deploy AI without triggering regulatory wrath

FTC Hits Rite Aid on AI Usage - Radical Compliance The Federal Trade Commission sanctioned Rite Aid for its use of AI-driven facial recognition technology; lots of compliance lessons here.

Taking a deep dive into settlement last week with Freepoint Commodities; lots of lessons on cooperation, third-party risk management, due diligence of your own employees

Lessons in Freepoint FCPA Settlement - Radical Compliance Freepoint Commodities settles FCPA charges for $98 million, offers several lessons to the corporate compliance community.

Compliance Jobs Report for Dec. 15, 2023. Send us your news of new jobs, promotions, job leads, layoff rumors, and other gossip for next week; we always need the help!

Compliance Jobs Report: Dec. 15 - Radical Compliance Compliance Jobs Report for week ending Dec. 15, 2023! Updates from Smithfield Foods, Goldman Sachs, L3 Harris, Discover Financial, and more.

Bank of America fined $12 million for poor data collection and reporting practices; some good lessons here about the role effective data analytics can play in compliance

A $12M Lesson on Data Analytics - Radical Compliance A $12 million enforcement action against Bank of America gives compliance officers some useful lessons on effective data analytics.

The looming new U.S. Securities and Exchange Commission rule for disclosing 'material cybersecurity incidents'-- here are some thoughts on how you might prepare for materiality assessments for cyber events. Better to do that in advance, rather than in the midst of an actual attack.

A Memo on Cyber Materiality - Radical Compliance How to assess the materiality of cybersecurity incidents? Perhaps start by drafting a memo that outlines your materiality thresholds.

Amid yesterday's hoopla about Binance and its $4 billion settlement: the former chief compliance officer is also looking at a $1.5 million fine and restrictions on his future compliance career

Binance ex-CCO Faces $1.5M Fine - Radical Compliance Former Binance chief compliance officer Samuel Lim faces a $1.5 million penalty from the CFTC for his role in the company's misconduct.