Ramu Ramiah originally founded Brook Capital in 2004 as Ramiah Investment Group, with the name of the company connected to Ramu personally. At that time a large percentage of his clients were associated with oilfield services companies around the world. Hence, the name "RIG" at that time seemed appropriate. Since then, we have grown through the addition of advisors as well as clients from all different industries and walks of life. We also moved from the leased New Berlin location to our own office space in Brookfield, Wisconsin a few years ago. To reflect this growth, the additional advisors, and our Brookfield location, we changed our name to "Brook Capital" as of July 1, 2013.
Because we are an independent firm, we have no obligation to sell proprietary products or services, so we can be openly selective in offering only those investment products and services that are best suited to help meet your financial objectives and goals. This is the objectivity afforded by working with an independent financial consultant. We offer you timely, unbiased investment advice, and promise to do so with the highest level of integrity and service. We operate in two capacities: We are registered representatives offering securities through First Allied Securities, Inc. with assets under management of about $62 million as of December 2013, and we are an SEC-Registered Investment Advisor with assets under management of about $110 million as of December 2013. Securities offered through First Allied Securities, Inc. Member FINRA/SIPC. Third-party posts may not reflect the views of our representatives or First Allied Securities and have not been reviewed for completeness or accuracy.
Mission: The foundation to building client trust is achieved in personalized service and responsiveness, in addition to financial management experience, independent advice and investment resources.
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Welcome to Brook Capital
Brook Capital is an SEC Registered Investment Advisor. Investment services offered only to residents of states in which Brook Capital is registered. Securities offered through First Allied Securities, Inc. A Registered Broker Dealer, Member FINRA/SIPC.
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